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FBO DAILY ISSUE OF NOVEMBER 22, 2008 FBO #2553
SOLICITATION NOTICE

70 -- Employee Securities Transaction Compliance System

Notice Date
11/20/2008
 
Notice Type
Presolicitation
 
NAICS
518210 — Data Processing, Hosting, and Related Services
 
Contracting Office
Securities and Exchange Commission, Procurement and Contracts Branch, Operations Center, 6432 General Green Way, MS 0-20, Alexandria, Virginia, 22312-2413
 
ZIP Code
22312-2413
 
Solicitation Number
SECHQ1-09-R-0054
 
Archive Date
12/23/2008
 
Point of Contact
Jeremy Garrett, Phone: 202 551 7472
 
E-Mail Address
garrettj@sec.gov
 
Small Business Set-Aside
N/A
 
Description
The U.S. Securities and Exchange Commission (SEC) plans to issue a Request for Proposals (RFP) for a web-based system to automate SEC employee reporting of personal securities transactions and holdings and related SEC compliance processes. SEC employees will use the system to make required reports of personal financial holdings and transactions, and to perform pre-trade clearance checks. The SEC Ethics Office will use the system to administer, supervise and manage certain compliance processes, including: employee reporting, recordkeeping, pre-trade clearing, alerting and transaction monitoring. The system will be a Commercial off the Shelf (COTS) solution. The scope of work for the RFP will include the system, and services to implement the system, to train SEC employees and supervisors on use of the system, and to maintain the system. The period of performance will be for one Base Year with four Option Years. The NAICS code for this procurement is 518210. The SEC anticipates issuing the RFP on or about Monday December 8, 2008. The SEC intends to use full and open competition procedures. All interested parties may request a copy of the RFP by sending an email request to Jeremy Garrett at GarrettJ@sec.gov. NOTE: To receive a copy of the RFP, you MUST submit your request to GarrettJ@sec.gov. Pre-Solicitation Conference: The SEC will hold a pre-solicitation conference for this RFP on Tuesday December 2, 2008 at 10:00am EST in conference room: L006 at the SEC Headquarters in Washington, D.C. The meeting is expected to last about 90 minutes. The address of the SEC Headquarters office is as follows: 100 F Street, NE Washington, DC 20549 The purpose of the conference is to discuss generally how the acquisition will proceed. For vendors who may be unfamiliar with the U.S. government acquisition process, we will include information on contracting with the Federal government, and a brief overview of the Uniform Contract Format, which will be used for this RFP. There will be no discussion or information released, or questions taken, at this conference on the technical requirements contained in the RFP. Attendance at the conference is not a mandatory requirement for submitting a response to the RFP; however, the SEC encourages all interested parties to attend, either in person or by call-in to the conference, as described further below. If you, or a representative from your organization, are interested in attending, you must send an email request to GarrettJ@sec.gov by no later than 11:00am EST on Monday December 1, 2008. In your request, you must provide the name of your organization and full name of each individual that will attend. NOTE: If attending the conference, you must go through SEC security at the building entrance, so please plan to arrive at least 30 minutes early. Also, you MUST have a valid federal- or state government-issued photo form of Identification to enter the building (preferably driver's license). If you are interested in attending the conference, but cannot make it in person, you may call-in. To do so, you must send an email request to GarrettJ@sec.gov by no later than 11:00am EST on Monday December 1, 2008. You will be emailed the teleconference call-in number. End of Notice
 
Web Link
FedBizOpps Complete View
(https://www.fbo.gov/?s=opportunity&mode=form&id=c61ee58619026d05a8f0c7faebf61325&tab=core&_cview=1)
 
Record
SN01707696-W 20081122/081120215133-c61ee58619026d05a8f0c7faebf61325 (fbodaily.com)
 
Source
FedBizOpps Link to This Notice
(may not be valid after Archive Date)

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